Manager, Investment Operations

Our client is looking for an Investment Operations Manager who is responsible for overseeing the day-to-day operations of investment-related activities, and oversees the trade settlements, trade confirmations, middle office operations, and various asset servicing activities to make sure everything is accurate and timely. 

This role includes both the managerial and administrative functions; responsible for managing the workflow for the team, while also performing the same functions as the team. The Manager reports to and works closely with the Chief Operating Officer to minimize reputational risk, and to implement risk and compliance mitigation strategies and programs, regulatory monitoring and the execution of exceptional client onboarding and ongoing client service.

Key Responsibilities:

• Client management
• Ensures investment-related activities are executed properly and provide exceptional reporting to stakeholders
• Supervises and leads the delivery of client service and administration 
• Continually analyze operating results and costs to maximize ability to meet service level targets and realize operating efficiencies
• Leadership and Team Development
• Executes on effective management of compliance and regulatory oversight 
• Develop and execute the Operations business plan collaborating closely with COO
• Continually analyze operating results and costs to maximize ability to meet service level targets and realize operating efficiencies

Qualifications:

• University Degree (Business, Economics, Accounting, Finance) or equivalent related experience
• 8-10 years operations management experience within the wealth management industry
• Completion of the Canadian Securities Course

Please send your updated cv to ccampbell@klopprichards.com if you are interested in this exciting opportunity.

Klopp Richards & Associates would like to thank all applicants in advance for their interest in this opportunity.